Maine

  • November 02, 2020

Law Court Adopts Integrated Business Records Exception to Hearsay Rule

Law Court, Maine
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Late last week, the Law Court unequivocally adopted the integrated business records exception to the hearsay rule under Rule 803(6) of the Maine Rules of Evidence in The Bank of New York Mellon v. Shone. It held:

“[A] record that one business has received from another is admissible under Rule 803(6) without testimony about the practices of the business that created the record, provided, first, that the proponent of the evidence establishes that the receiving business has integrated the record into its own records, has verified or otherwise established the accuracy of the contents of the record, and has relied on the record in the conduct of its operations, and second, that the opponent of admission has not shown that the record is nonetheless not sufficiently trustworthy to be admitted.”

Shone finally resolves the conflict between two competing interpretations of Rule 803(6) that had arisen over the last 35 years, returning the business records exception to the

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  • October 27, 2020

Elections, COVID-19, and the Maine Constitution, Oh My!

COVID-19, Elections, Law Court, Maine, Maine Constitution
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Late last week, the Law Court issued an important election law decision in Alliance for Retired Americans v. Secretary of State.  In its opinion, the Court held that Maine’s deadline for receiving absentee ballots (8:00 p.m. on election day) as well as the statutory provisions governing the validation of absentee ballots are not unconstitutional as applied during the COVID-19 pandemic.  The Court’s decision in Alliance for Retired Americans is notable on a few levels, including: (1) for reaching the merits of an appeal from an order on a preliminary injunction, (2) for espousing judicial restraint in modifying statutory deadlines, particularly close to an election, and (3) for re-emphasizing the Court’s “important responsibility” to interpret the Maine Constitution, independent of the U.S. Constitution.

First, it is notable that the decision was rendered on an appeal from an order denying a request for a preliminary injunction.  Unlike in federal court, orders granting or denying preliminary injunctions are not typically appealable in

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  • October 20, 2020

The Law Court’s Answer Is Yes, The Maine Constitution Does Still Matter

Law Court, Maine, Maine Constitution
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Earlier this year, I asked a question on this blog:  does the Maine Constitution, now in its 200th year, still matter?  Shortly after, I offered a few reasons why it should still matter, including the Maine Constitution’s unique history, the nature of the state-federal relationship, and the doctrine of constitutional avoidance.  In the early 1980s, these considerations led the Law Court to adopt the “primacy approach” to constitutional interpretation, which, simply stated, means that courts give the state constitution independent force and meaning rather than simply interpret it in lockstep with the federal constitution.  In the following decades, the Law Court has not always consistently applied this approach.  In a notable pair of recent opinions, however, the Law Court expressly reaffirmed it, giving a clear answer to the question I raised: yes, the Maine Constitution does still matter.

Though it had lain largely dormant for many years, the primacy approach returned to the forefront in June with a notable concurrence by

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So You Should Cross-Appeal To Preserve an Alternative Argument – But Should You Have To?

Cross-Appeals, Law Court, Maine

I recently blogged about the need to file a cross-appeal of a favorable judgment in order to preserve an argument that provides alternate grounds for affirmance at the Law Court.  As I noted, the Court has declined to reach alternative arguments for affirmance where the prevailing party did not cross-appeal.

The Law Court recently did so again, in Jones v. Secretary of State.  In that case, the Superior Court had found in favor of petitioners challenging a determination by the Secretary of State that there were insufficient signatures to place a people’s veto onto the November ballot.  While the Superior Court held in favor of the petitioners on the single count asserted, it did not accept all of the arguments raised by the petitioner.  The Secretary of State appealed, and the petitioners did not cross-appeal from the judgment in their favor.  Before the Law Court, the petitioners asserted that one of the arguments raised below provided alternative grounds for

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  • September 09, 2020

When Do You Have to Seek a Stay in an 80C Appeal?

Law Court, Maine
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The Law Court yesterday issued an interesting decision in the ongoing ranked choice voting litigation that will have a broad application to appeals of final agency actions under M.R. Civ. P. 80C.  The decision clarifies when an automatic stay of a Superior Court judgment enters in a Rule 80C action.  The answer, somewhat counterintuitively, is that a judgment reversing an agency action is automatically stayed even though a judgment affirming an agency action is not.

In Jones v. Secretary of State, petitioners appealed the determination of the Secretary of State that there were insufficient signatures to place a people’s veto of a law implementing ranked choice voting for presidential primaries and elections onto the November ballot.  Petitioners won in the Superior Court, with the court issuing an order reversing the Secretary of State’s determination.  Given pressing deadlines for preparing the ballot, the question then became whether the decision was automatically stayed under Rule 62(e) – leaving the

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  • August 05, 2020

Arguing from Afar: The New Reality of Zoom

Law Court, Maine, Oral Argument
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There is a new reality for appellate practitioners that is here to stay (for a while): oral arguments before the Law Court via Zoom. There are of course downsides to this new reality; I’m a firm believer that in-person communication is superior to video communication for many of the same reasons that video communication is superior to telephonic communication. Quite simply, the more “remote” the communication is, the greater the danger of miscommunication and the more you lose in nonverbal communication. But the Law Court has made this new reality work quite well, as I experienced in a recent remote oral argument.

Here are a few thoughts based on that oral argument:

    • Know what to expect. The Law Court clerk’s office does a great job in making sure that participants are ready to appear remotely. As part of that process, litigants should make sure to do their due diligence. Become familiar with Zoom (something we have all had
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  • June 22, 2020

When in Doubt, Cross-Appeal!

Cross-Appeals, Law Court, Maine
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The Law Court recently addressed an issue of great importance to appellate practitioners: does a party need to cross-appeal a favorable judgment in order to preserve an argument providing alternate grounds for affirmance, when the lower court rejected that argument? The answer, per the Law Court’s decision, is “yes.” As the Law Court’s decision makes clear, and as my predecessor on this blog has noted, a cross-appeal is the only way to ensure that you will be able to raise the argument on appeal.

The decision, Reed v. Secretary of State, which is also very interesting substantively, involved a challenge to the Secretary of State’s determination that proponents of a citizen initiative had gathered enough signatures to place the initiative on the ballot. The petitioner’s challenge required the Superior Court to interpret statutes, 21-A M.R.S. § 903-E and 4 M.R.S. § 954-A, regulating the activities of notaries. Intervenors in the action argued in the Superior Court that

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  • May 27, 2020

Challenging Interlocutory Decisions on Appeal – What Not to Do

Law Court, Maine
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The Law Court recently issued a short decision, Wilmington Savings Fund Society, FSB v. Abildgaard, which provides a reminder of the importance of taking the appropriate steps at trial to ensure that interlocutory orders can be challenged on appeal.

On its facts, Abildgaard is fairly straightforward. Wilmington Savings Fund sought to foreclose on Abildgaard’s mortgage. To prevail, Wilmington was required to prove (among other things) that it had sent a proper notice of default and right to cure. The notice, however, was excluded at trial on the basis that it did not comply with statutory requirements. At that point, Wilmington rested its case without presenting evidence regarding a number of other elements of its foreclosure claim. In Wilmington’s view, it was unnecessary to proffer any other evidence because, without a notice, Wilmington could not prevail. After the Superior Court entered judgment against Wilmington, Wilmington appealed and challenged the exclusion of the notice.

It was the wrong path

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  • April 01, 2020

COVID-19 and Appellate Practice: A Maine Update

COVID-19, Law Court, Maine
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I recently wrote about the orders affecting appellate practice during the COVID-19 pandemic, noting the importance of staying up to date with current developments.  While those developments continue at a relentless pace, there was one I thought it particularly helpful to highlight here.  The Maine Supreme Court recently issued a consolidated Pandemic Management Order.  That order addresses the 49-day extension to appellate deadlines, and makes it clear that the deadline for filing notices of appeal are no longer extended.  It also specifically addresses the deadlines applicable to appeals that ripened between March 17 (the date of the Court’s prior order) and March 30 (the date of the consolidated Pandemic Management Order). For appeals that ripened during that timeframe, the appeal period began to run as of the date of the consolidated Pandemic Management order.   This is an important clarification for appellate practitioners.

 

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  • March 23, 2020

COVID-19 and Appellate Practice

COVID-19, First Circuit, Law Court, Maine, Massachusetts, New Hampshire, Rhode Island, US Supreme Court
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Holed up here in my home office like many of you, I thought it would be a helpful time to take stock of the current state of affairs in the courts of appeal during this pandemic. As with most of life, COVID-19 has disrupted normal operations, leaving all of us in a state of uncertainty. But here is where things currently stand:

In the Supreme Court, the March oral argument session has been cancelled – a highly unusual step, but one that happened previously with the Spanish flu in 1918. The Supreme Court has also issued a standing order extending some deadlines, including the deadline for filing a petition for cert.

The First Circuit, meanwhile, has posted a notice stating that the April 6-9 sitting has been cancelled. No blanket order has yet issued extending deadlines, however. That may change. [UPDATE: The First Circuit has extended deadlines for many filings due

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