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In this blog, we seek to discuss issues relating to appeals and appellate law in Maine, including the activities and decisions of the Maine Supreme Judicial Court and First Circuit Court of Appeals relevant to Maine, and other participants in the Maine appellate community.

  • May 26, 2021

Aiding and Abetting, Conspiracy, and The Picture of Dorian Gray

Law Court, Maine
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It isn’t every day that the Law Court addresses claims of civil conspiracy or aiding and abetting breaches of fiduciary duty, but that is exactly what the court did in Meridian Medical Systems, LLC v. Epix Therapeutics, Inc. – with a bit of literary allusion thrown in.

In Meridian, the Court clearly stated for the first time that

civil liability can attach for aiding and abetting another’s tortious conduct.

Meridian involved a business relationship gone bad.  Ken Carr, in his capacity as assignee of the claims of Meridian, sued corporate defendants which had a relationship with Meridian as a result of a licensing agreement.  The complaint asserted that the value of Meridian’s technology was not maximized due to the conduct of Ken Carr’s co-managers at Meridian, which allegedly was encouraged by the defendants.  The complaint included counts for “conspiracy” and “aiding and abetting breaches of fiduciary duty.”

Reviewing the

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  • April 22, 2021

Interlocutory Appeals and Judicial Efficiency

Law Court, Maine
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In a recent blog post, I explored the application of the final judgment rule to appeals from preliminary injunction orders in state court.  As I noted, the Law Court has recently applied the “death knell” exception to that rule to hear an interlocutory appeal regarding a preliminary injunction.  In two other recent cases, the Law Court has taken up and considered the “judicial economy” exception to the final judgment rule.  These cases help delineate the scope of that exception.

The first case is Cutting v. Down East Orthopedic Associates, P.A.  In that case, a plaintiff brought separate cases in federal court asserting a discrimination claim and a medical malpractice claim against a physician.  The district court granted summary judgment against the plaintiff in the discrimination case, and dismissed the second case for lack of subject matter jurisdiction.  The plaintiff then filed a malpractice claim in state court, which the defendant moved to dismiss on claim preclusion grounds.  The Superior

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  • March 22, 2021

All Cleaned Up

Appellate Briefs, First Circuit, Law Court, US Supreme Court
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Appellate advocacy is about persuasion – and the most important avenue for persuading appellate judges is a brief that is clear, concise, and readable.  So what does an appellate attorney do when confronted by the need to quote a passage that contains ellipses, citations, or alterations in brackets?  One less-than-desirable option is to include all of that extraneous material and a long citation string, making for a hard-to-read quote that is central to your case.  But there is another option – and it was just endorsed by Justice Thomas last month.

A little bit of background:  As discussed over at the Appellate Advocacy Blog, Jack Metzler began a conversation about this issue by suggesting that unnecessary quotation clutter could be omitted if the citation for the quote is followed by the parenthetical “(cleaned up).”  The proposal has its supporters, including no less than Bryan Garner, but also its critics.  The approach would improve readability, but might become a crutch that encourages appellate lawyers

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  • March 04, 2021

Appealing from a Preliminary Injunction Order in Maine? Maybe You Can, Maybe You Can’t.

Law Court, Maine
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As recently noted on this blog, parties can appeal a preliminary injunction order in federal court under 28 U.S.C. § 1292 – but, typically, the same right of appeal is not available under Maine law.   As stated in Sanborn v. Sanborn, “an order granting or denying a motion for a preliminary injunction is not a final judgment and generally is not an action from which we will entertain an appeal.”

As the Law Court reaffirmed just a few weeks ago, in Cutting v. Down East Orthopedic Associates, P.A.,

[t]he final judgment rule is a judicially-created doctrine that promotes judicial economy and curtails interruption, delay, duplication and harassment.

Because it is a judicially-created rule, the final judgment rule has various exceptions which might permit the Law Court to address an appeal from a preliminary injunction order.  Indeed, the Law Court has, on occasion, reached the merits of

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  • February 01, 2021

Appellate Trends During the COVID-19 Pandemic

COVID-19, First Circuit, Maine
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Chief Justice Roberts recently issued his year-end report on the federal judiciary, appropriately focusing on the effects of the COVID-19 pandemic.  The Chief Justice noted that 2020 ended with the judiciary in much the same situation as when the American court system began – in the midst of a public health crisis.  In 1790, it was the influenza.  In 2020, of course, it was the coronavirus.  Throughout the history of our judicial system, whether by horseback or by Zoom, the work of appellate courts has proceeded despite health challenges.

What caught my attention in the report was a statistic showing that new filings in regional courts of appeal fell by less than one percent in 2020, from 48,486 to 48,190.  New civil appeals decreased five percent, reflecting a decrease in new civil filings in district courts.  That made me delve deeper into judicial statistics, to look at what is going on in the First Circuit and in Maine.

The same downward trend

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  • January 12, 2021

Immediate Appeals of Temporary Restraining Orders? Not So Fast.

COVID-19, First Circuit, Law Court, Maine
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Interlocutory appeals, including those relating to injunctive relief, often present traps for the unwary.  In state court in Maine, parties typically cannot appeal an order granting or denying a motion for preliminary injunction.  The Law Court has so held in numerous cases, including Sanborn v. Sanborn.  In federal court, by contrast, it is possible to appeal an order granting or denying a motion for preliminary injunction under 28 U.S.C. § 1292.  But is it possible to appeal an order denying a motion for a temporary restraining order in federal court?  This was the issue recently tackled by the First Circuit in Calvary Chapel v. Mills.  The answer, in short, is “usually, no.”

Calvary Chapel is but one of the many cases that have spun out of the COVID-19 pandemic.  In it, a church challenged an early executive order issued by Governor Mills limiting “non-essential” activities and gatherings.  The plaintiff

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  • November 02, 2020

Law Court Adopts Integrated Business Records Exception to Hearsay Rule

Law Court, Maine
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Late last week, the Law Court unequivocally adopted the integrated business records exception to the hearsay rule under Rule 803(6) of the Maine Rules of Evidence in The Bank of New York Mellon v. Shone. It held:

“[A] record that one business has received from another is admissible under Rule 803(6) without testimony about the practices of the business that created the record, provided, first, that the proponent of the evidence establishes that the receiving business has integrated the record into its own records, has verified or otherwise established the accuracy of the contents of the record, and has relied on the record in the conduct of its operations, and second, that the opponent of admission has not shown that the record is nonetheless not sufficiently trustworthy to be admitted.”

Shone finally resolves the conflict between two competing interpretations of Rule 803(6) that had arisen over the last 35 years, returning the business records exception to the

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  • October 27, 2020

Elections, COVID-19, and the Maine Constitution, Oh My!

COVID-19, Elections, Law Court, Maine, Maine Constitution
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Late last week, the Law Court issued an important election law decision in Alliance for Retired Americans v. Secretary of State.  In its opinion, the Court held that Maine’s deadline for receiving absentee ballots (8:00 p.m. on election day) as well as the statutory provisions governing the validation of absentee ballots are not unconstitutional as applied during the COVID-19 pandemic.  The Court’s decision in Alliance for Retired Americans is notable on a few levels, including: (1) for reaching the merits of an appeal from an order on a preliminary injunction, (2) for espousing judicial restraint in modifying statutory deadlines, particularly close to an election, and (3) for re-emphasizing the Court’s “important responsibility” to interpret the Maine Constitution, independent of the U.S. Constitution.

First, it is notable that the decision was rendered on an appeal from an order denying a request for a preliminary injunction.  Unlike in federal court, orders granting or denying preliminary injunctions are not typically appealable in

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  • October 20, 2020

The Law Court’s Answer Is Yes, The Maine Constitution Does Still Matter

Law Court, Maine, Maine Constitution
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Earlier this year, I asked a question on this blog:  does the Maine Constitution, now in its 200th year, still matter?  Shortly after, I offered a few reasons why it should still matter, including the Maine Constitution’s unique history, the nature of the state-federal relationship, and the doctrine of constitutional avoidance.  In the early 1980s, these considerations led the Law Court to adopt the “primacy approach” to constitutional interpretation, which, simply stated, means that courts give the state constitution independent force and meaning rather than simply interpret it in lockstep with the federal constitution.  In the following decades, the Law Court has not always consistently applied this approach.  In a notable pair of recent opinions, however, the Law Court expressly reaffirmed it, giving a clear answer to the question I raised: yes, the Maine Constitution does still matter.

Though it had lain largely dormant for many years, the primacy approach returned to the forefront in June with a notable concurrence by

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So You Should Cross-Appeal To Preserve an Alternative Argument – But Should You Have To?

Cross-Appeals, Law Court, Maine

I recently blogged about the need to file a cross-appeal of a favorable judgment in order to preserve an argument that provides alternate grounds for affirmance at the Law Court.  As I noted, the Court has declined to reach alternative arguments for affirmance where the prevailing party did not cross-appeal.

The Law Court recently did so again, in Jones v. Secretary of State.  In that case, the Superior Court had found in favor of petitioners challenging a determination by the Secretary of State that there were insufficient signatures to place a people’s veto onto the November ballot.  While the Superior Court held in favor of the petitioners on the single count asserted, it did not accept all of the arguments raised by the petitioner.  The Secretary of State appealed, and the petitioners did not cross-appeal from the judgment in their favor.  Before the Law Court, the petitioners asserted that one of the arguments raised below provided alternative grounds for

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